Thomas J. Rooney

Alibaba group Holding limited American Depositary Shares each representing one Ordinary share (bAbA)

Rep. Thomas J. Rooney disclosed that the filer purchased · $1,001 – $15,000

brightView Holdings, Inc. (bV)

Rep. Thomas J. Rooney disclosed that the filer purchased · $50,001 – $100,000

$THOThor Industries, Inc. (THO)

Rep. Thomas J. Rooney disclosed that the filer sold · $15,001 – $50,000

Royal Caribbean Cruises ltd. (RCl)

Rep. Thomas J. Rooney disclosed that the filer purchased · $1,001 – $15,000

blackRock Capital Investment Corporation (bKCC)

Rep. Thomas J. Rooney disclosed that the filer purchased · $100,001 – $250,000

Adobe Inc. (ADbE)

Rep. Thomas J. Rooney disclosed that the filer partially sold · $1,001 – $15,000

$MMM3M Company (MMM)

Rep. Thomas J. Rooney disclosed that the filer purchased · $1,001 – $15,000

$WRKWestrock Company (WRK)

Rep. Thomas J. Rooney disclosed that the filer purchased · $1,001 – $15,000

Provo City utah WasteWater Rev Rev bds 2015A 5% 2/1/23

Government security or agency debt · 5% coupon

Rep. Thomas J. Rooney disclosed that the filer purchased · $15,001 – $50,000

CbRE group Inc Common Stock Class A (CbRE)

Rep. Thomas J. Rooney disclosed that the filer partially sold · $1,001 – $15,000

IPg Photonics Corporation (IPgP)

Rep. Thomas J. Rooney disclosed that the filer purchased · $15,001 – $50,000

$NKENike, Inc. (NKE)

Rep. Thomas J. Rooney disclosed that the filer partially sold · $1,001 – $15,000

$OZMOch-Ziff Capital Management group llC Class A Shares representing Class A limited liability company interests (OZM)

Rep. Thomas J. Rooney disclosed that the filer sold · $15,001 – $50,000

Och-Ziff Capital Management group llC Class A Shares

Rep. Thomas J. Rooney disclosed that the filer partially sold · $15,001 – $50,000

$OZMOch-Ziff Capital Management group llC Class A Shares representing Class A limited liability company interests (OZM)

Rep. Thomas J. Rooney disclosed that the filer partially sold · $1,001 – $15,000

blackRock Capital Investment Corporation (bKCC)

Rep. Thomas J. Rooney disclosed that the filer purchased · $50,001 – $100,000

Royal Caribbean Cruises ltd. (RCl)

Rep. Thomas J. Rooney disclosed that the filer purchased · $15,001 – $50,000

$TJXTJX Companies, Inc. (TJX)

Rep. Thomas J. Rooney disclosed that the filer partially sold · $15,001 – $50,000

$AMZNAmazon.com, Inc. (AMZN)

Rep. Thomas J. Rooney disclosed that the filer partially sold · $1,001 – $15,000

Apple Inc. (AAPl)

Rep. Thomas J. Rooney disclosed that the filer partially sold · $1,001 – $15,000

blackRock Capital Investment Corporation (bKCC)

Rep. Thomas J. Rooney disclosed that the filer purchased · $50,001 – $100,000

Dallas Cnty Iowa go Cap ln Nts 2018A 3% 6/1/26

Government security or agency debt · 3% coupon

Rep. Thomas J. Rooney disclosed that the filer purchased · $50,001 – $100,000

Waukee Iowa Swr Rev bds 2018C 5% 6/1/26

Government security or agency debt · 5% coupon

Rep. Thomas J. Rooney disclosed that the filer purchased · $50,001 – $100,000

Texas A&M univ Perm univ Fd Perm univ Fund bds 2009 5% 7/1/26

Government security or agency debt · 5% coupon

Rep. Thomas J. Rooney disclosed that the filer purchased · $15,001 – $50,000

West bloomfield Twp Mich Rec Fac Cap Impt bds 2008 5% 5/1/21

Government security or agency debt · 5% coupon

Rep. Thomas J. Rooney disclosed that the filer sold · $15,001 – $50,000

Mc Kinney Tex go Ref And Impt bds 2016 5% 8/15/24

Government security or agency debt · 5% coupon

Rep. Thomas J. Rooney disclosed that the filer partially sold · $15,001 – $50,000

Texas St go Mobility Fund Ref bds 2014 5% 10/1/24

Government security or agency debt · 5% coupon

Rep. Thomas J. Rooney disclosed that the filer sold · $15,001 – $50,000

Washington St Var Purp g.O. bds 1998-C 5.5% 7/1/23

Government security or agency debt · 5.5% coupon

Rep. Thomas J. Rooney disclosed that the filer sold · $15,001 – $50,000

groesbeck Park Drain Drainage Dist Mich ltd Tax 3% 5/1/22

Government security or agency debt · 3% coupon

Rep. Thomas J. Rooney disclosed that the filer sold · $15,001 – $50,000

groesbeck Park Drain Drainage Dist Mich ltd Tax 3% 5/1/22

Government security or agency debt · 3% coupon

Rep. Thomas J. Rooney disclosed that the filer partially sold · $15,001 – $50,000