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Rep. · FL-02

Neal Patrick MD, Facs Dunn

Transactions appearing in periodic transaction reports filed under this House identity. This is a disclosure history, not a verified current portfolio; each row identifies the reported account owner.

40

Purchases

20

Sales

4

Tickers

17

Reports

Disclosure history

Latest reported transactions

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Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Y (WFC$Y)

Rep. Neal Patrick MD, Facs Dunn disclosed that the filer purchased · $15,001 – $50,000

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Traded Aug 15, 2022Notified Aug 23, 2022Filed Sep 9, 202225 days to file

J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J)

Rep. Neal Patrick MD, Facs Dunn disclosed that the filer purchased · $15,001 – $50,000

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Traded Aug 15, 2022Notified Aug 23, 2022Filed Sep 9, 202225 days to file

Capital One Financial Corporation Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer (COF$I)

Rep. Neal Patrick MD, Facs Dunn disclosed that the filer purchased · $15,001 – $50,000

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Traded Aug 15, 2022Notified Aug 23, 2022Filed Sep 9, 202225 days to file

J P Morgan Chase & Co Depositary Shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 4.75% Non-Cumulative Preferred Stock, Series GG (JPM$J)

Rep. Neal Patrick MD, Facs Dunn disclosed that the filer purchased · $15,001 – $50,000

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Traded Aug 10, 2022Notified Aug 23, 2022Filed Sep 9, 202230 days to file

KeyCorp Depositary Shares each representing a 1/40th ownership interest in a share of Fixed Rate Perpetual Non-Cumulative Preferred Stock, Series F (KEY$J)

Rep. Neal Patrick MD, Facs Dunn disclosed that the filer purchased · $15,001 – $50,000

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Traded Aug 10, 2022Notified Aug 23, 2022Filed Sep 9, 202230 days to file

KeyCorp Depositary Shares each representing a 1/40th ownership interest in a share of Fixed Rate Perpetual Non-Cumulative Preferred Stock, Series F (KEY$J)

Rep. Neal Patrick MD, Facs Dunn disclosed that the filer purchased · $1,001 – $15,000

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Traded Aug 10, 2022Notified Aug 23, 2022Filed Sep 9, 202230 days to file

Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Y (WFC$Y)

Rep. Neal Patrick MD, Facs Dunn disclosed that the filer purchased · $15,001 – $50,000

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Traded Aug 10, 2022Notified Aug 23, 2022Filed Sep 9, 202230 days to file

Regions Financial Corporation Depositary Shares, Each Representing a 1/40th Interest in a Share of 4.45% Non-Cumulative Perpetual Preferred Stock, Series E (RF$E)

Rep. Neal Patrick MD, Facs Dunn disclosed that the filer purchased · $15,001 – $50,000

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Traded Aug 10, 2022Notified Aug 23, 2022Filed Sep 9, 202230 days to file

Capital One Financial Corporation Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer (COF$I)

Rep. Neal Patrick MD, Facs Dunn disclosed that the filer purchased · $15,001 – $50,000

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Traded Aug 10, 2022Notified Aug 23, 2022Filed Sep 9, 202230 days to file

Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series V (WFC$V)

Rep. Neal Patrick MD, Facs Dunn disclosed that the filer sold · $15,001 – $50,000

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Traded Dec 15, 2020Notified Dec 21, 2020Filed Jan 15, 202131 days to file

Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series V (WFC$V)

Rep. Neal Patrick MD, Facs Dunn disclosed that the filer sold · $1,001 – $15,000

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Traded May 26, 2020Notified Jun 1, 2020Filed Jun 23, 202028 days to file

bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.875% Non- Cumulative Preferred Stock, Series HH (bAC$K)

Rep. Neal Patrick MD, Facs Dunn disclosed that the filer sold · $1,001 – $15,000

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Traded May 26, 2020Notified Jun 1, 2020Filed Jun 23, 202028 days to file