Daniel Goldman

N Y S ENV FACS CORP REV 5% 05/15/26 MN REVOLVING FDS BDS 2023 A GREEN BOND BEO

Government security or agency debt · 5% coupon

Rep. Daniel Goldman disclosed that the filer sold · $250,001 – $500,000

WEST HEMPSTEAD N Y UN FREE SCH GO 5% 06/01/29 JD DIST BDS 2023 UT BEO

Government security or agency debt · 5% coupon

Rep. Daniel Goldman disclosed that the filer sold · $100,001 – $250,000

N Y ST ENV FACS CORP REV 5% 09/15/28-CA MS ST REVOLVING FDS-SER D GREEN BONDS BEO

Government security or agency debt · 5% coupon

Rep. Daniel Goldman disclosed that the filer sold · $100,001 – $250,000

N Y CITY MUN WTR FIN AUTH REV 5.0000% 06/15/31 JD WATER AND SEWER SYSTEM SECOND GENERAL RESOLUTION BEO

Government security or agency debt · 5% coupon

Rep. Daniel Goldman disclosed that the filer sold · $250,001 – $500,000

THE CITY OF NEW YORK GO 5.0000% 08/01/28-CA FA GENERAL OBLIGATION BONDS FISCAL 2018 SERIES A

Government security or agency debt · 5% coupon

Rep. Daniel Goldman disclosed that the filer sold · $100,001 – $250,000

NEW YORK ST DORM AUTH SALES REV 5% 03/15/24 MS TAX REV ST SUPPORTEDDEBT REV BDS 2017 A SR LIEN

Government security or agency debt · 5% coupon

Rep. Daniel Goldman disclosed that the filer sold · $250,001 – $500,000

$LUMNLumen Technologies, Inc. (LUMN)

Rep. Daniel Goldman disclosed that the filer sold · $1,001 – $15,000

LOCKPORT CITY N Y SCH DIST GO 5% 04/15/28 AO BDS 2023 UT BNK QUAL BEO

Government security or agency debt · 5% coupon

Rep. Daniel Goldman disclosed that the filer sold · $100,001 – $250,000

N Y N Y CITY TRANSITIONAL FIN REV 5% 11/01/30 MN FUTURE TAX SECD SUB BDS FISCAL 2023 SUB E1 BEO SUB LIEN

Government security or agency debt · 5% coupon

Rep. Daniel Goldman disclosed that the filer sold · $250,001 – $500,000

NEW YORK N Y GO 5% 08/01/27 FA GO BDS FISCAL 2023 C UT BEO

Government security or agency debt · 5% coupon

Rep. Daniel Goldman disclosed that the filer sold · $250,001 – $500,000

NEW YORK ST DORM AUTH ST PERS REV 5% 03/15/28 MS INCOME TAX REV GEN PURP BDS 2022 A BEO

Government security or agency debt · 5% coupon

Rep. Daniel Goldman disclosed that the filer sold · $100,001 – $250,000

N Y S DORM AUTH REVS NON ST SU REV 5% 10/01/28 AO SCH DIST FING PROGRAM BDS 2022C BEO

Government security or agency debt · 5% coupon

Rep. Daniel Goldman disclosed that the filer sold · $100,001 – $250,000

NEW YORK N Y CITY HEALTH & REV 5% 02/15/24 FA HOSP CORP REV SYS BDS 2020 A BEO

Government security or agency debt · 5% coupon

Rep. Daniel Goldman disclosed that the filer sold · $100,001 – $250,000

COLONIE N Y GO 4% 03/08/24 MS BD ANTIC NTS 2023 B UT BEO

Government security or agency debt · 4% coupon

Rep. Daniel Goldman disclosed that the filer sold · $250,001 – $500,000

NY ST DORM AUTH ST PERS INC REV 5.0000% 03/15/25 MS TX ISSUS DTD PR TO 10/14/11 GEN PURP-SER A BEO

Government security or agency debt · 5% coupon

Rep. Daniel Goldman disclosed that the filer sold · $100,001 – $250,000

UPPER MOHAWK VY REGL WTR FIN REV 5% 04/01/30 AO AUTH NY WTR SYS REV BDS 2023 GREEN BOND INS BEO

Government security or agency debt · 5% coupon

Rep. Daniel Goldman disclosed that the filer sold · $100,001 – $250,000

LEE CNTY FLA WTR & SWR REV REV 5% 10/01/38 AO REV BDS A PRERE 10/01/23 BEO

Government security or agency debt · 5% coupon

Rep. Daniel Goldman disclosed that the filer sold · $100,001 – $250,000

NY ST ENV FACS CORP ST REV 5.0000% 06/15/28-CA JD CLEAN WTR& DRINKG WTR SUB- REVOLVING FDS-SER A

Government security or agency debt · 5% coupon

Rep. Daniel Goldman disclosed that the filer sold · $100,001 – $250,000

WILLIAM FLOYD UN FREE SCH DIST GO 5% 06/15/25 JD N Y MASTICS-MORICHES-SHIRLEY LIBR BDS 2023 UT BEO

Government security or agency debt · 5% coupon

Rep. Daniel Goldman disclosed that the filer sold · $100,001 – $250,000

NEW YORK ST DORM AUTH ST PERS REV 5% 03/15/30 MS INCOME TAX REV GEN PURP BDS 2022 A BEO

Government security or agency debt · 5% coupon

Rep. Daniel Goldman disclosed that the filer sold · $250,001 – $500,000

NEW YORK ST DORM AUTH ST PERS REV 5% 03/15/30 MS INCOME TAX REV GEN PURP BDS 2021 E BEO

Government security or agency debt · 5% coupon

Rep. Daniel Goldman disclosed that the filer sold · $100,001 – $250,000

NEW YORK N Y CITY TRANSITIONAL REV 5% 07/15/25 JJ FIN AUTH BLDG AIDREV FISCAL 2023-SER S-1-SUBSER BEO

Government security or agency debt · 5% coupon

Rep. Daniel Goldman disclosed that the filer sold · $250,001 – $500,000

$LSRCYLASERTEC CORP UNSP/ADR (LSRCY)

Rep. Daniel Goldman disclosed that the filer sold · $15,001 – $50,000

$NDEKYNitto Denko Corporation American Depositary Shares (NDEKY)

Rep. Daniel Goldman disclosed that the filer sold · $15,001 – $50,000

$ISUZYIsuzu Motors Ltd Ord American Depositary Shares (ISUZY)

Rep. Daniel Goldman disclosed that the filer sold · $1,001 – $15,000

$SMNEYSIEMENS ENERGY UNSP/ADR (SMNEY)

Rep. Daniel Goldman disclosed that the filer sold · $1,001 – $15,000

$KMTUYKomatsu Ltd Ord American Depositary Shares (KMTUY)

Rep. Daniel Goldman disclosed that the filer sold · $15,001 – $50,000

$STLAStellantis N.V. Common Shares (STLA)

Rep. Daniel Goldman disclosed that the filer sold · $15,001 – $50,000

$SKHSYSekisui House Ltd American Depositary Shares (SKHSY)

Rep. Daniel Goldman disclosed that the filer sold · $1,001 – $15,000

$CZMWYCarl Zeiss Meditec AG Unsponsored ADR (CZMWY)

Rep. Daniel Goldman disclosed that the filer sold · $1,001 – $15,000