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Public filing record

Trade disclosures

One row per transaction reported in a 2013–2026 US House periodic transaction report, ordered by anomaly-safe activity chronology by default. The filer and the account owner are shown separately.

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1,497 matching transactions

A report can contain many transactions; these are transaction counts, not filing counts. Default chronology prevents impossible reported dates from controlling recency while keeping every source date visible.

Why trade and filing dates differ →
exchangeRep. Kevin HernOK-01

$FSKdesigned to provide a high level of current income. The fund primarily invests in floating rate, senior secured loans of private U.s. middle market companies. Franklin square Corp offices: Fs Investments 201 Rouse Boulevard Philadelphia, Pa 19112 JT Fs KKR Capital Corp. (FsK)

Rep. Kevin Hern disclosed that the filer exchanged · $100,001 – $250,000

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Traded Dec 20, 2018Notified Dec 21, 2018Filed Jan 15, 201926 days to file
Owner: FilerOriginal filing ↗
purchaseRep. Kevin HernOK-01

$BDCusiness development company (BDC). The fund invests primarily in the debt and, to a lesser extent, equity securities of private U.s. energy and power companies. Franklin square Corp offices: Fs Investments 201 Rouse Boulevard Philadelphia, Pa 19112 JT Fs ENERgY aND PoWER FUND

Rep. Kevin Hern disclosed that the filer purchased · $1,001 – $15,000

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Traded Dec 4, 2018Notified Dec 5, 2018Filed Jan 15, 201942 days to file
Owner: FilerOriginal filing ↗
purchaseRep. Kevin HernOK-01

$BDCed business development company (BDC). The fund invests primarily in the debt and, to a lesser extent, equity securities of private U.s. energy and power companies. Franklin square Corp offices: Fs Investments 201 Rouse Boulevard Philadelphia, Pa 19112 JT Fs INVEsTMENT CoRPoRaTIoN

Rep. Kevin Hern disclosed that the filer purchased · $1,001 – $15,000

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Traded Dec 4, 2018Notified Dec 5, 2018Filed Jan 15, 201942 days to file
Owner: FilerOriginal filing ↗
Partial saleRep. David A. TrottMI-11

THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC PUT/XSP @ 255 EXP 12/07/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

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Traded Oct 30, 2018Notified Oct 31, 2018Filed Nov 6, 20187 days to file
Owner: FilerOriginal filing ↗
purchaseRep. David A. TrottMI-11

oF: Appendix B - NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC JPMoRgAN CHASE & Co. LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 11/20/2019

Rep. David A. Trott disclosed that the filer purchased · $100,001 – $250,000

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Traded Oct 18, 2018Notified Oct 19, 2018Filed Nov 6, 201819 days to file
Owner: FilerOriginal filing ↗
purchaseRep. David A. TrottMI-11

THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC KITSAP CNTY WASH SCH DIST No go 5% 12/01/24 JD- MUNI BoND

Rep. David A. Trott disclosed that the filer purchased · $100,001 – $250,000

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Traded Sep 4, 2018Notified Sep 5, 2018Filed Oct 5, 201831 days to file
Owner: FilerOriginal filing ↗
Partial saleRep. David A. TrottMI-11

THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC PUT/XSP @ 255 EXP 08/17/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

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Traded Jun 28, 2018Notified Jun 29, 2018Filed Jul 6, 20188 days to file
Owner: FilerOriginal filing ↗
purchaseRep. David A. TrottMI-11

NoTE: THESE ASSETS ARE ALREADY INCLUDED IN THE SCHEDULE A VALUES AND THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC CITY oF AUSTIN, TEXAS REV 5.0000% 11/15/25 MN TRAVIS WILLIAMSoN AND HAYS Co WTR/WSTEWTR SYS REF SER 2017 - MUNI BoND

Rep. David A. Trott disclosed that the filer purchased · $50,001 – $100,000

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Traded May 7, 2018Notified May 8, 2018Filed Jun 5, 201829 days to file
Owner: FilerOriginal filing ↗
purchaseRep. David A. TrottMI-11

THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC MILWAUKEE WIS go 5% 04/01/24 Ao go PRoM NTS 2018 N4 UT BEo - MUNI BoND

Rep. David A. Trott disclosed that the filer purchased · $50,001 – $100,000

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Traded May 4, 2018Notified May 5, 2018Filed Jun 5, 201832 days to file
Owner: FilerOriginal filing ↗
Partial saleRep. David A. TrottMI-11

THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC PUT/XSP @ 255 EXP 06/01/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

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Traded Apr 20, 2018Notified Apr 21, 2018Filed May 4, 201814 days to file
Owner: FilerOriginal filing ↗
purchaseRep. David A. TrottMI-11

THEREFoRE SHoULD NoT BE ADDED To THE oVERALL ToTAL. > Trott Family Investment Company LLC CITIgRoUP INC. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 09/06/2019

Rep. David A. Trott disclosed that the filer purchased · $50,001 – $100,000

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Traded Feb 2, 2018Notified Feb 3, 2018Filed Mar 6, 201832 days to file
Owner: FilerOriginal filing ↗