Rep. David A. Trott: reported purchase of PoRTAGE MICH PUB SCHS Go 5% 05/01/23 MN - MUNI BoND on Nov 28, 2016

TEXAS ST UNIV SYS FING REV REV 5% 03/15/23 - MUNI BoND

Rep. David A. Trott disclosed that the filer purchased · $500,001 – $1,000,000

NEW YoRK NY Go BDS 05.000% DUE 08/01/23 - MUNI BoND

Rep. David A. Trott disclosed that the filer purchased · $50,001 – $100,000

PUT/XSP @ 206 EXP 01/20/2017 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer sold · $1,001 – $15,000

PUT/XSP @ 210 EXP 02/17/2017 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer sold · $1,001 – $15,000

GRAND LEDGE MICH PUB SCHS DIST Go 5% 05/01/23 - MUNI BoND

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

BNP PARIBAS LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 09/24/2018

Rep. David A. Trott disclosed that the filer purchased · $100,001 – $250,000

PoRTLAND oRE SWR SYS REV REV 5% 06/15/23 JD RFDG - MUNI BoND

Rep. David A. Trott disclosed that the filer purchased · $250,001 – $500,000

PUT/XSP @ 196 EXP 01/20/2017 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer sold · $1,001 – $15,000

BRIgHToN MICH AREA SCH DIST go 5.0000% 05/01/20 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

PUT/XSP @ 262 EXP 01/04/2019 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer purchased · $50,001 – $100,000

PUT/XSP @ 235 EXP 02/22/2019 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

WooDHAVEN BRNSTN MI SCH DST go 4.0000% 05/01/19 MN -

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

NEW MEXICo ST go 5% 03/01/25 MS - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $250,001 – $500,000

CALEDoNIA MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000