ity to exercise control over or influence the financial interests held by the portfolio. The assets of the portfolio are widely diversified, and all investment decisions are made solely by the independent manager, without my input or direction. ROCHE HOLDING LTD S/ADR (RHHBY)

Rep. Ritchie John Torres disclosed that the filer sold · $1,001 – $15,000 · Owner: Filer

Disclosures are reported transactions, not verified real-time portfolio holdings.