Rep. David A. Trott: reported sale of PUT/XSP @ 239 EXP 08/04/2017 - CBoE MINI SPX INDEX on Jun 28, 2017

HAWAII ST FoR ISSUES DTD PRIoR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREFD BALANCE-SR DZ-2017 BEo - MUNI BoND

Rep. David A. Trott disclosed that the filer exchanged · $100,001 – $250,000

HAWAII ST FoR ISSUES DTD PRIoR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 PREREFUNDED-SR LIEN - MUNI BoND

Rep. David A. Trott disclosed that the filer exchanged · $100,001 – $250,000

PUT/XSP @ 238 EXP 07/07/2017 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer sold · $1,001 – $15,000

HAWAII ST FoR ISSUES DTD PRIoR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREF BLNCE- SER DZ BEo SR LIEN - MUNI BoND

Rep. David A. Trott disclosed that the filer exchanged · $250,001 – $500,000

SoCIETE gENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 05/09/2019

Rep. David A. Trott disclosed that the filer purchased · $100,001 – $250,000

HAWAII ST FoR ISSUES DTD PRIoR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 PREREFUNDED-SR LIEN - MUNI BoND

Rep. David A. Trott disclosed that the filer exchanged · $100,001 – $250,000

HAWAII ST FoR ISSUES DTD PRIoR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREFD BALANCE-SR DZ-2017 BEo - MUNI BoND

Rep. David A. Trott disclosed that the filer exchanged · $100,001 – $250,000

HAWAII ST FoR ISSUES DTD PRIoR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREF BLNCE- SER DZ BEo SR LIEN - MUNI BoND

Rep. David A. Trott disclosed that the filer exchanged · $250,001 – $500,000

BRIgHToN MICH AREA SCH DIST go 5.0000% 05/01/20 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

PUT/XSP @ 262 EXP 01/04/2019 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer purchased · $50,001 – $100,000

PUT/XSP @ 235 EXP 02/22/2019 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

WooDHAVEN BRNSTN MI SCH DST go 4.0000% 05/01/19 MN -

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

NEW MEXICo ST go 5% 03/01/25 MS - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $250,001 – $500,000

CALEDoNIA MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000