Rep. David A. Trott: reported purchase of JPMoRgAN CHASE & Co. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W on Nov 27, 2018

THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER, 0% STRUCTURED NoTE DUE 11/25/2020

Corporate note · 0% coupon · Matures Nov 25, 2020

Rep. David A. Trott disclosed that the filer purchased · $50,001 – $100,000

EQgP Holdings, LP Common Units representing limited partner interests (EQgP)

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

PUT/XSP @ 279 EXP 11/16/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

JPMoRgAN CHASE & Co. LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER, 0% STRUCTURED NoTE DUE 04/22/2020

Corporate note · 0% coupon · Matures Apr 22, 2020

Rep. David A. Trott disclosed that the filer purchased · $50,001 – $100,000

$ETEnergy Transfer LP Common Units (ET)

Rep. David A. Trott disclosed that the filer purchased · $1,001 – $15,000

PUT/XSP @ 258 EXP 12/14/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

$VLPValero Energy Partners LP Common Units representing limited partner interests (VLP)

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

BoFA FINANCE LLC LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 0% STRUCTURED NoTE DUE 10/27/2020

Corporate note · 0% coupon · Matures Oct 27, 2020

Rep. David A. Trott disclosed that the filer purchased · $250,001 – $500,000

BRIgHToN MICH AREA SCH DIST go 5.0000% 05/01/20 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

PUT/XSP @ 262 EXP 01/04/2019 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer purchased · $50,001 – $100,000

PUT/XSP @ 235 EXP 02/22/2019 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

WooDHAVEN BRNSTN MI SCH DST go 4.0000% 05/01/19 MN -

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

NEW MEXICo ST go 5% 03/01/25 MS - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $250,001 – $500,000

CALEDoNIA MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000