Rep. David A. Trott: reported purchase of ToRoNTo DoMINIoN BANK LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 06/03/2020 on Aug 31, 2018

PUT/XSP @ 276 EXP 10/19/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

SoCIETE gENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 06/23/2020

Corporate note · 0% coupon · Matures Jun 23, 2020

Rep. David A. Trott disclosed that the filer purchased · $250,001 – $500,000

PUT/XSP @ 275 EXP 09/07/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

$WMBWilliams Companies, Inc. (WMB)

Rep. David A. Trott disclosed that the filer exchanged · $100,001 – $250,000

TEXAS ST UNIV SYS FINg REV REV 5% 03/15/23 MS - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer sold · $500,001 – $1,000,000

PUT/XSP @ 285 EXP 10/05/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

CHIPPEWA VALLEY MICH SCHS go 5.0000% 05/01/20 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

oHIo STATE go 5.0000% 08/01/24 FA - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $500,001 – $1,000,000

BRIgHToN MICH AREA SCH DIST go 5.0000% 05/01/20 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

PUT/XSP @ 262 EXP 01/04/2019 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer purchased · $50,001 – $100,000

PUT/XSP @ 235 EXP 02/22/2019 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

WooDHAVEN BRNSTN MI SCH DST go 4.0000% 05/01/19 MN -

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

NEW MEXICo ST go 5% 03/01/25 MS - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $250,001 – $500,000

CALEDoNIA MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000