Rep. David A. Trott: reported purchase of JPMoRGAN CHASE & Co. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 10/03/2018 on Dec 28, 2016

SoUTH CARoLINA PUB SVCE AUTH REV 5.0000% 01/01/18 JJ SANTEE CooPER MBIA BEo - MUNI BoND

Rep. David A. Trott disclosed that the filer exchanged · $50,001 – $100,000

PUT/XSP @ 209 EXP 03/17/2017 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer sold · $1,001 – $15,000

$VLPValero Energy Partners LP Common Units representing limited partner interests (VLP)

Rep. David A. Trott disclosed that the filer purchased · $1,001 – $15,000

$EQMEQT Midstream Partners, LP Common Units representing Limited Partner Interests (EQM)

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

S C ST PUB SVC AUTH FoR ISS D REV 5.0000% 01/01/18 JJ TD PR To 12/21/10 PREUNDED-RF DG-oBLIGS- SER B INS SR LIEN - MUNI BoND

Rep. David A. Trott disclosed that the filer exchanged · $50,001 – $100,000

MoRGAN STANLEY FINANCE LLC LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 12/13/2018

Rep. David A. Trott disclosed that the filer purchased · $100,001 – $250,000

$PSXPPhillips 66 Partners LP Common Units representing limited partner interest in the Partnership (PSXP)

Rep. David A. Trott disclosed that the filer purchased · $1,001 – $15,000

SoUTH CARoLINA PUB SVCE AUTH REV 5.0000% 01/01/18 JJ SANTEE CooPER MBIA BEo - MUNI BoND

Rep. David A. Trott disclosed that the filer exchanged · $100,001 – $250,000

BRIgHToN MICH AREA SCH DIST go 5.0000% 05/01/20 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

PUT/XSP @ 262 EXP 01/04/2019 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer purchased · $50,001 – $100,000

PUT/XSP @ 235 EXP 02/22/2019 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

WooDHAVEN BRNSTN MI SCH DST go 4.0000% 05/01/19 MN -

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

NEW MEXICo ST go 5% 03/01/25 MS - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $250,001 – $500,000

CALEDoNIA MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000