Rep. David A. Trott: reported purchase of HAWAII ST go BDS DTD 11/25/14 05.000% DUE 08/01/20 on Jul 16, 2018

PUT/XSP @ 277 EXP 09/21/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

BoFA FINANCE LLC LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 12/31/2019

Corporate note · 0% coupon · Matures Dec 31, 2019

Rep. David A. Trott disclosed that the filer purchased · $100,001 – $250,000

ENERgY NoRTHWEST WASH ELEC REV 5.0000% 07/01/25 JJ - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $50,001 – $100,000

METRoPoLITAN ATLANTA Filing ID #20010043 RAPID REV 4% 07/01/24 JJ - MUNI BoND

Government security or agency debt · 4% coupon

Rep. David A. Trott disclosed that the filer purchased · $500,001 – $1,000,000

$RMPRice Midstream Partners LP Common Units representing limited partner interests (RMP)

Rep. David A. Trott disclosed that the filer exchanged · $50,001 – $100,000

$EQMEQT Midstream Partners, LP Common Units representing Limited Partner Interests (EQM)

Rep. David A. Trott disclosed that the filer exchanged · $50,001 – $100,000

PUT/XSP @ 272 EXP 08/31/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

PUT/XSP @ 269 EXP 08/24/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

BRIgHToN MICH AREA SCH DIST go 5.0000% 05/01/20 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

PUT/XSP @ 262 EXP 01/04/2019 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer purchased · $50,001 – $100,000

PUT/XSP @ 235 EXP 02/22/2019 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

WooDHAVEN BRNSTN MI SCH DST go 4.0000% 05/01/19 MN -

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

NEW MEXICo ST go 5% 03/01/25 MS - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $250,001 – $500,000

CALEDoNIA MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000