828807DF1
Corporate bond or note
Rep. William R. Keating disclosed that the filer sold · $15,001 – $50,000
View transaction details →Traded Sep 13, 2023Notified Sep 25, 2023Filed Sep 28, 202315 days to file
Owner: FilerView original filing →
Source-linked transaction record
Rep. William R. Keating: reported sale of $CAT on Sep 21, 2023
Rep. William R. Keating disclosed that the filer sold Caterpillar, Inc. (CAT) for the reported amount of $848.75. The filing identifies the account owner as filer.
What the filing reports
- Filer
- William R. Keating
- Account owner
- Filer
- Transaction
- sale
- Reported amount
- $848.75
- Transaction date
- Sep 21, 2023
- Notice date
- Sep 25, 2023
- Filing date
- Sep 28, 2023
- Filing timing
- 7 days to file
- Filed ticker
- $CAT
- House document
- 20023752
- Filing year
- 2023
Disclosures are reported transactions, not verified real-time portfolio holdings.
Same source document
Other transactions in this filing
097023DC6
Corporate bond or note
Rep. William R. Keating disclosed that the filer purchased · $15,001 – $50,000
View transaction details →Traded Sep 15, 2023Notified Sep 25, 2023Filed Sep 28, 202313 days to file
Owner: FilerView original filing →
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Alphabet Inc Note Coupon 4.80000%Mat 2/15/2036
Corporate note · 4.8% coupon · Matures Feb 15, 2036
Rep. William R. Keating disclosed that the filer purchased · $1,001 – $15,000
View transaction details →Traded Aug 11, 2026Notified Aug 19, 2026Filed Aug 25, 202614 days to file
Owner: FilerView original filing →
CAPITAL ONE FINL CORP NOTE 7.62400% 10/30/2031
Corporate note · 7.624% coupon
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View transaction details →Traded Jun 30, 2026Notified Aug 11, 2026Filed Aug 13, 202644 days to file
Owner: FilerView original filing →
HCA INC. NOTE CALL MAKE WHOLE 5.62500% 09/01/2028
Corporate note · 5.625% coupon
Rep. William R. Keating disclosed that the filer purchased · $15,001 – $50,000
View transaction details →Traded Jun 30, 2026Notified Aug 11, 2026Filed Aug 13, 202644 days to file
Owner: FilerView original filing →
VMWARE LLC NOTE CALL MAKE WHOLE 4.70000% 05/15/2030
Corporate note · 4.7% coupon
Rep. William R. Keating disclosed that the filer purchased · $1,001 – $15,000
View transaction details →Traded May 8, 2026Notified May 18, 2026Filed May 18, 202610 days to file
Owner: FilerView original filing →
JPMORGAN CHASE &CO NOTE CALL MAKE WHOLE 5.57200% 04/22/2036
Corporate note · 5.572% coupon
Rep. William R. Keating disclosed that the filer purchased · $1,001 – $15,000
View transaction details →Traded May 8, 2026Notified May 18, 2026Filed May 18, 202610 days to file
Owner: FilerView original filing →
SIMON PPTY GROUP LP NOTE CALL MAKE WHOLE 5.12500% 10/01/2035
Corporate note · 5.125% coupon
Rep. William R. Keating disclosed that the filer purchased · $1,001 – $15,000
View transaction details →Traded May 8, 2026Notified May 18, 2026Filed May 18, 202610 days to file
Owner: FilerView original filing →