Rep. Dean Phillips: reported purchase of sVB Financial group PFD on Dec 2, 2019

Citigroup Inc Var Rt 05/15/2166 dtd 11/13/2015

Corporate bond or note

Rep. Dean Phillips disclosed that the filer partially sold · $1,001 – $15,000

Three Rivers MN PK Dist ser a unlimited Tax 5.0% 02/01/2025 dtd 12/12/2019

Government security or agency debt · 5% coupon

Rep. Dean Phillips disclosed that the filer purchased · $15,001 – $50,000

Dominion Energy Inc Var Rt Perp Mat dtd 12/13/2019

Corporate bond or note

Rep. Dean Phillips disclosed that the filer purchased · $15,001 – $50,000

Comcast Corporation - Class a (CMCsa)

Rep. Dean Phillips disclosed that the filer purchased · $1,001 – $15,000

state street Corp Var Rt 09/15/2165 dtd 05/21/2015

Corporate bond or note

Rep. Dean Phillips disclosed that the filer partially sold · $15,001 – $50,000

HI st Prerefunded - ser DZ unlimited Tax 5% 12/01/2019 dtd 12/07/2011

Government security or agency debt · 5% coupon

Rep. Dean Phillips disclosed that the filer sold · $15,001 – $50,000

$ETNEaton Corporation, PlC ordinary shares (ETN)

Rep. Dean Phillips disclosed that the filer purchased · $1,001 – $15,000

Comcast Corporation - Class a (CMCsa)

Rep. Dean Phillips disclosed that the filer purchased · $1,001 – $15,000

Outsell, Inc.

Rep. Dean Phillips disclosed that the filer sold · $1,001 – $15,000

Outsell, Inc.

Rep. Dean Phillips disclosed that the filer partially sold · $1,000,001 – $5,000,000

Arcadia Medal Investors, LP

Rep. Dean Phillips disclosed that the filer purchased · $500,001 – $1,000,000

Capital One Financial Co Var Rt 12/01/2165 dtd 05/14/2015

Corporate bond or note

Rep. Dean Phillips disclosed that the filer sold · $15,001 – $50,000

$AZNAstraZeneca PlC - American Depositary Shares (AZN)

Rep. Dean Phillips disclosed that the filer exchanged · $1,001 – $15,000

Alexion Pharmaceuticals, Inc. (AlXN)

Rep. Dean Phillips disclosed that the filer sold · $1,001 – $15,000