Rep. David A. Trott: reported purchase of HSbC USA INC. LINKED To S&P 500 INDEX bUFFERED CAPPED bETA 0% STRUCTURED NoTE DUE 08/27/2018 on Jun 22, 2016

PUT/XSP @ 198 EXP 08/19/2016 - CboE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer sold · $1,001 – $15,000

PUT/XSP @ 196 EXP 08/05/2016 - CboE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer sold · $1,001 – $15,000

PUT/XSP @ 190 EXP 07/29/2016 - CboE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer sold · $1,001 – $15,000

HSbC USA INC. LINKED To S&P 500 INDEX bUFFERED CAPPED bETA 0% STRUCTURED NoTE DUE 08/27/2018

Rep. David A. Trott disclosed that the filer purchased · $250,001 – $500,000

SoCIETE gENERALE LINKED To bASKET oF INDICES UPSIDE LEVERED CAPPED W bUFFER 0% STRUCTURED NoTE DUE 11/09/2017

Rep. David A. Trott disclosed that the filer purchased · $100,001 – $250,000

BRIgHToN MICH AREA SCH DIST go 5.0000% 05/01/20 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

PUT/XSP @ 262 EXP 01/04/2019 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer purchased · $50,001 – $100,000

PUT/XSP @ 235 EXP 02/22/2019 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

WooDHAVEN BRNSTN MI SCH DST go 4.0000% 05/01/19 MN -

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

NEW MEXICo ST go 5% 03/01/25 MS - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $250,001 – $500,000

CALEDoNIA MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000