Rep. Thomas J. Rooney: reported purchase of blackRock Capital Investment Corporation (bKCC) on Dec 27, 2018

Dallas Cnty Iowa go Cap ln Nts 2018A 3% 6/1/26

Government security or agency debt · 3% coupon

Rep. Thomas J. Rooney disclosed that the filer sold · $50,001 – $100,000

$FTAIFortress Transportation and Infrastructure Investors llC Common Shares (FTAI)

Rep. Thomas J. Rooney disclosed that the filer purchased · $250,001 – $500,000

$FTAIFortress Transportation and Infrastructure Investors llC Common Shares (FTAI)

Rep. Thomas J. Rooney disclosed that the filer purchased · $100,001 – $250,000

$AMATApplied Materials, Inc. (AMAT)

Rep. Thomas J. Rooney disclosed that the filer sold · $15,001 – $50,000

Core laboratories N.V. (Clb)

Rep. Thomas J. Rooney disclosed that the filer sold · $15,001 – $50,000

$FTAIFortress Transportation and Infrastructure Investors llC Common Shares (FTAI)

Rep. Thomas J. Rooney disclosed that the filer purchased · $100,001 – $250,000

$FTAIFortress Transportation and Infrastructure Investors llC Common Shares (FTAI)

Rep. Thomas J. Rooney disclosed that the filer purchased · $100,001 – $250,000

grosse Pointe Mich unltd Tax go bds 2018 5% 10/1/24

Government security or agency debt · 5% coupon

Rep. Thomas J. Rooney disclosed that the filer sold · $50,001 – $100,000

Amarillo Tex Wtrwks & Swr Sys Rev Rev bds 2017 5% 4/1/27

Government security or agency debt · 5% coupon

Rep. Thomas J. Rooney disclosed that the filer purchased · $15,001 – $50,000

Fort Worth Tex Indpt Sch Dist ultd Tax Ref And Sch bldg bds 2016 5% 2/15/27

Government security or agency debt · 5% coupon

Rep. Thomas J. Rooney disclosed that the filer purchased · $15,001 – $50,000

brightView Holdings, Inc. (bV)

Rep. Thomas J. Rooney disclosed that the filer partially sold · $15,001 – $50,000

$IEZiShares u.S. Oil Equipment & Services ETF (IEZ)

Rep. Thomas J. Rooney disclosed that the filer purchased · $15,001 – $50,000

Schlumberger N.V. (Slb)

Rep. Thomas J. Rooney disclosed that the filer sold · $15,001 – $50,000

$DORMDorman Products, Inc. (DORM)

Rep. Thomas J. Rooney disclosed that the filer partially sold · $1,001 – $15,000