Rep. David A. Trott: reported purchase of HSBC USA INC. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 08/09/2018 on Aug 5, 2016

$PAAPlains All American Pipeline, L.P. (PAA)

Rep. David A. Trott disclosed that the filer purchased · $1,001 – $15,000

SAGINAW VY ST UNIV MICH REV 5% 07/01/22 JJ - MUNI BoND

Rep. David A. Trott disclosed that the filer purchased · $50,001 – $100,000

PUT/XSP @208 EXP 11/18/2016 -

Rep. David A. Trott disclosed that the filer sold · $1,001 – $15,000

CoNN ST Go 5% 06/01/22 JD - MUNI BoND

Rep. David A. Trott disclosed that the filer purchased · $250,001 – $500,000

TRENToN MICH PUB SCHS SCH DIST Go 5.0000% 05/01/28 MN - MUNI BoND

Rep. David A. Trott disclosed that the filer purchased · $50,001 – $100,000

$WPZWilliams Partners, L.P. Common Units Representing Limited Partner Interests (WPZ)

Rep. David A. Trott disclosed that the filer sold · $15,001 – $50,000

PUT/XSP @ 209 EXP 10/07/2016 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer sold · $1,001 – $15,000

BRIgHToN MICH AREA SCH DIST go 5.0000% 05/01/20 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

PUT/XSP @ 262 EXP 01/04/2019 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer purchased · $50,001 – $100,000

PUT/XSP @ 235 EXP 02/22/2019 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

WooDHAVEN BRNSTN MI SCH DST go 4.0000% 05/01/19 MN -

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

NEW MEXICo ST go 5% 03/01/25 MS - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $250,001 – $500,000

CALEDoNIA MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000