David A. Trott

HASLETT MICH PUB SCH DIST go 5% 05/01/26 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $100,001 – $250,000

PUT/XSP @ 281 EXP 11/23/2018 -

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

UNIVERSITY MICH UNIV REVS REV 5% 04/01/23 Ao - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $500,001 – $1,000,000

DoWAgIAC MICH UN SCH DIST go 4% 05/01/23 MN - MUNI BoND

Government security or agency debt · 4% coupon

Rep. David A. Trott disclosed that the filer purchased · $250,001 – $500,000

MASSACHUSETTS ST go 5% 11/01/24 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer sold · $15,001 – $50,000

WARREN WooDS MICH PUB SCHS go 5.0000% 05/01/24 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer sold · $50,001 – $100,000

SPARTA MICH AREA SCHS go 4% 05/01/24 MN - MUNI BoND

Government security or agency debt · 4% coupon

Rep. David A. Trott disclosed that the filer sold · $100,001 – $250,000

VA ST PUB SCH AUTH SCH FINg REV 5% 08/01/23 FA - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer sold · $250,001 – $500,000

SoUTH WASHINgToN CNTY INDPT go 5% 02/01/24 FA - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $1,000,001 – $5,000,000

MASSACHUSETTS ST go 5.2500% 09/01/23 MS - MUNI BoND

Government security or agency debt · 5.25% coupon

Rep. David A. Trott disclosed that the filer sold · $1,000,001 – $5,000,000

BNP PARIBAS LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 09/25/2020

Corporate note · 0% coupon · Matures Sep 25, 2020

Rep. David A. Trott disclosed that the filer purchased · $100,001 – $250,000

CANADIAN IMPERIAL BANK oF CoMM LINKED To S&P 500

Rep. David A. Trott disclosed that the filer purchased · $250,001 – $500,000

JACKSoN MICH PUB SCHS go 5% 05/01/25 MN go - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

$MMPMagellan Midstream Partners L.P. Limited Partnership (MMP)

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

gRAND LEDgE MICH PUB SCHS DIST go 5.0000% 05/01/24 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer sold · $15,001 – $50,000

PUT/XSP @ 286 EXP 11/02/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

$TRPTransCanada Corporation (TRP)

Rep. David A. Trott disclosed that the filer partially sold · $15,001 – $50,000

$ENBEnbridge Inc (ENB)

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

$PSXPPhillips 66 Partners LP Common Units representing limited partner interest in the Partnership (PSXP)

Rep. David A. Trott disclosed that the filer purchased · $1,001 – $15,000

$WMBWilliams Companies, Inc. (WMB)

Rep. David A. Trott disclosed that the filer partially sold · $50,001 – $100,000

$ANDXAndeavor Logistics LP Common Units representing Limited Partner Interests (ANDX)

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

gREAT LAKES WATER AUTHoRITY REV 4.0000% 07/01/23 JJ - MUNI BoND

Government security or agency debt · 4% coupon

Rep. David A. Trott disclosed that the filer purchased · $500,001 – $1,000,000

JACKSoNVILLE FLA SPL REV REV 5% 10/01/25 Ao - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $100,001 – $250,000

$WESWestern gas Partners, LP Limited Partner Interests (WES)

Rep. David A. Trott disclosed that the filer partially sold · $15,001 – $50,000

MICHIgAN ST FoR ISSUES DTD go 5.0000% 12/01/22 JD - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer partially sold · $15,001 – $50,000

ALLEN PARK MICH PUB SCH DIST go 5% 11/01/23 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer sold · $100,001 – $250,000

$VLPValero Energy Partners LP Common Units representing limited partner interests (VLP)

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

$SHLXShell Midstream Partners, L.P. Common Units representing Limited Partner Interests (SHLX)

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

PUT/XSP @ 283 EXP 10/26/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

$MPLXMPLX LP Common Units Representing Limited Partner Interests (MPLX)

Rep. David A. Trott disclosed that the filer purchased · $1,001 – $15,000