David A. Trott

$NBLXNoble Midstream Partners LP Common Units Representing Limited Partner Interests (NBLX)

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

$TRPTransCanada Corporation (TRP)

Rep. David A. Trott disclosed that the filer purchased · $1,001 – $15,000

oNEoK, Inc. (oKE)

Rep. David A. Trott disclosed that the filer partially sold · $15,001 – $50,000

AVoNDALE MICH SCH DIST go 5% 05/01/20 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

PUT/XSP @ 279 EXP 11/16/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

KITSAP CNTY WASH SCH DIST No go 5% 12/01/24 JD- MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $100,001 – $250,000

ToRoNTo DoMINIoN BANK LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 06/03/2020

Corporate note · 0% coupon · Matures Jun 3, 2020

Rep. David A. Trott disclosed that the filer purchased · $250,001 – $500,000

oHIo STATE go 5.0000% 08/01/24 FA - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $500,001 – $1,000,000

CHIPPEWA VALLEY MICH SCHS go 5.0000% 05/01/20 MN - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $15,001 – $50,000

TEXAS ST UNIV SYS FINg REV REV 5% 03/15/23 MS - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer sold · $500,001 – $1,000,000

PUT/XSP @ 285 EXP 10/05/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

SoCIETE gENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 06/23/2020

Corporate note · 0% coupon · Matures Jun 23, 2020

Rep. David A. Trott disclosed that the filer purchased · $250,001 – $500,000

PUT/XSP @ 276 EXP 10/19/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

CREDIT SUISSE Ag LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 11/26/2019

Corporate note · 0% coupon · Matures Nov 26, 2019

Rep. David A. Trott disclosed that the filer purchased · $100,001 – $250,000

$WPZWilliams Partners, L.P. Common Units Representing Limited Partner Interests (WPZ)

Rep. David A. Trott disclosed that the filer exchanged · $100,001 – $250,000

$WMBWilliams Companies, Inc. (WMB)

Rep. David A. Trott disclosed that the filer exchanged · $100,001 – $250,000

PUT/XSP @ 281 EXP 09/14/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

PUT/XSP @ 275 EXP 09/07/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

BoFA FINANCE LLC LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 12/31/2019

Corporate note · 0% coupon · Matures Dec 31, 2019

Rep. David A. Trott disclosed that the filer purchased · $100,001 – $250,000

PUT/XSP @ 277 EXP 09/21/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

$EQMEQT Midstream Partners, LP Common Units representing Limited Partner Interests (EQM)

Rep. David A. Trott disclosed that the filer exchanged · $50,001 – $100,000

$RMPRice Midstream Partners LP Common Units representing limited partner interests (RMP)

Rep. David A. Trott disclosed that the filer exchanged · $50,001 – $100,000

PUT/XSP @ 272 EXP 08/31/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

METRoPoLITAN ATLANTA Filing ID #20010043 RAPID REV 4% 07/01/24 JJ - MUNI BoND

Government security or agency debt · 4% coupon

Rep. David A. Trott disclosed that the filer purchased · $500,001 – $1,000,000

HAWAII ST go BDS DTD 11/25/14 05.000% DUE 08/01/20

Government security or agency debt · 5% coupon · Matures Aug 1, 2020

Rep. David A. Trott disclosed that the filer purchased · $50,001 – $100,000

PUT/XSP @ 269 EXP 08/24/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

ENERgY NoRTHWEST WASH ELEC REV 5.0000% 07/01/25 JJ - MUNI BoND

Government security or agency debt · 5% coupon

Rep. David A. Trott disclosed that the filer purchased · $50,001 – $100,000

PUT/XSP @ 255 EXP 08/17/2018 - CBoE MINI SPX INDEX

Rep. David A. Trott disclosed that the filer partially sold · $1,001 – $15,000

UBS Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2779.66 0% STRUCTURED NoTE DUE 08/19/2020

Corporate note · 0% coupon · Matures Aug 19, 2020

Rep. David A. Trott disclosed that the filer purchased · $500,001 – $1,000,000

WELLS FARgo & CoMPANY LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2779.66 0% STRUCTURED NoTE DUE 04/16/2020

Corporate note · 0% coupon · Matures Apr 16, 2020

Rep. David A. Trott disclosed that the filer purchased · $50,001 – $100,000